Resources
Tools & Publications
Prudent Practices for Investment Advisors
Published by Fi360 and technically reviewed by the AICPA, this handbook defines a global fiduciary standard of excellence for investment professionals — including financial advisors, broker-consultants, trust officers, and financial planners. It lays out a structured framework of prudent practices organized across four phases: Organize, Formalize, Implement, and Monitor.
Prudent Practices for Investment Stewards
Published by Fi360 and technically reviewed by the AICPA, this handbook defines a global fiduciary standard of excellence for investment stewards — including trustees, investment committee members, and others with legal responsibility for managing investment decisions. It lays out a structured framework of prudent practices organized across four phases: Organize, Formalize, Implement, and Monitor.
Periodic Table of Global Fiduciary Practices for Investment Advisors
A one-page visual reference from Fi360 mapping the complete framework of fiduciary practices for investment advisors across four phases: Organize, Formalize, Implement, and Monitor. Each of the 18 numbered practices is summarized in plain language, giving advisors and plan sponsors a quick-scan overview of what a disciplined, compliant investment process looks like end to end.
Managing Fiduciary Risk in Retirement Plans
Written by Fiduciary Firewall President Brian Lakkides and attorney Andrew Stumpff, this article examines the fiduciary risks retirement plan sponsors routinely underestimate — especially in service provider selection and oversight. It walks through a disciplined decision-making framework to help plan sponsors minimize legal liability and maximize plan value for participants.
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